Attendees have access to helpful resources that will help you ace your NAFCU Certified Compliance Officer (NCCO) Exams.
Part 1
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Join NAFCU President & CEO Dan Berger as he welcomes everyone to the conference!
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● NCUA Board Authorities
● NCUA Organization
● The Federal Credit Union Act
● Organization and Prioritization of NCUA Regulations
● CFPB Structure
● CFPB Authority -
● Credit Union Bylaws
● Membership
● Board of Directors and Committees -
● Express and Incidental Powers
● Credit Union Bylaws
● Statutory Lien
● Limitation of Services and Expulsion
● Defining Field of Membership -
● NCUA CAMEL Rating System
● NCUA Administrative Tools
● NCUA Risk Focused Exam
● Supervisory Priorities -
● General Lending Rule
● Maturity and Concentration Limits
● Commercial Lending and MBLs Part 723 -
● Standard Maximum Share Insurance Amount
● Coverage of Different Accounts
● Ways to Maximize Share Insurance -
Wrap Up and Exam Prep
(Optional)
NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses strategies you need to know to take the next NCCO exam.
Part 2
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● General Disclosure Requirements
● Advertising
● Overdraft Protection Disclosures -
● The Scope of the Rule
● Disclosure Requirements
● Overdraft Protection -
● Electronic Disclosures
● Opt-In Requirements
● Electronic Consent -
● Funds Availability Requirements
● Disclosure Requirements
● Extended Holds -
● Regulation P
● Affiliate Marketing
● Right to Financial Privacy -
Wrap Up and Exam Prep
(Optional)
NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses strategies you need to know to take the next NCCO exam.
Part 3
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● RESPA origination rules
● TRID
● Ability to Repay/Qualified Mortgage rule
● Loan originator compensation -
● Regulation Z’s Coverage
● Open-End versus Closed-End Loans
● Open-End Requirements
● Special Rules for Credit Cards -
Wrap Up and Exam Prep
(Optional)
NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses strategies you need to know to take the next NCCO exam.
Part 4
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● Fair Lending Laws – Equal Credit Opportunity Act and Fair Housing Act
● Technical Requirements of Reg B
● Fair Servicing Laws -
● Permissible Purposes for Accessing Consumer Reports
● Scope of the Regulation
● Adverse Action Notices -
● MLA/ SCRA Scope – Covered Loans, Covered Borrowers
● MAPR Calculation & Bona Fide Fees
● Limitations
● Penalties -
Wrap-Up and Exam Prep
(Optional)
NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses strategies you need to know to take the next NCCO exam.
Part 5
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● Safeguarding Member Information Response
● Programs for Unauthorized Access to Member Information
● Gramm-Leach-Bliley Act
● NCUA's Vital Records Preservation and Catastrophic Act
● FFIEC IT Handbook
● NCUA's Security Regulations -
● NCUA Expectations
● CFPB Enforcement
● Risk Assessment and Planning
● Due Diligence Requirements -
● Do Not Call Rule
● Autodialed Calls
● Obtaining Consent to Call -
● Scope of the Rule – Designated Loans
● Notice Requirements
● Escrow Rule -
● Periodic statements
● Error resolution
● Loss mitigation
● Successors in interest
● Small servicer exemptions
● Escrows -
● Overview of the Act
● Role of the Governmental Agencies in BSA
● Regulatory Requirements of a BSA Program
● Recordkeeping and Reporting Requirements
● Non-Compliance Penalties -
Wrap-up and Exam Prep
(Optional)
NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses strategies you need to know to take the next NCCO exam.