Compliance Blog

Aug 24, 2011
Categories: BSA

All Shook Up; FinCEN Issues BSA Civil Money Penalties

Written by Steve Van Beek

First off, I hope everyone impacted by the Virginia earthquake is safe and was able to get in touch with friends and loved ones.  For me, yesterday was not the best day for my fiance's cell phone to be out of juice.  Luckily, a friendly stranger allowed her to get in touch with me and I'm very thankful for the random act of kindness.

The NAFCU building got a good shake yesterday but all of NAFCU's staff was able to safely exit the building without incident or injury.  

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On Monday, FinCEN, the FDIC and the Floirida Office of Financial Regulation issued Civil Money Penalties (CMP) of $10.9 million against Ocean Bank in Florida.  These orders can sometimes be used as good training tools for credit unions and a guide of what not to do.  Also, if anyone at your credit union doubts the importance of proper resources to manage BSA risks - these CMPs might be a good item to pass their way.    Â