Regulatory Compliance School

Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

● NCUA Board Authorities
● NCUA Organization
● The Federal Credit Union Act
● Organization and Prioritization of NCUA Regulations
● CFPB Structure
● CFPB Authority

● Credit Union Bylaws
● Membership
● Board of Directors and Committees

● Express and Incidental Powers
● Credit Union Bylaws
● Statutory Lien
● Limitation of Services and Expulsion
● Defining Field of Membership

Energize for the second half of the day and build stronger connections with your peers from credit unions across the country.

● NCUA CAMEL Rating System
● NCUA Administrative Tools
● NCUA Risk Focused Exam
● Supervisory Priorities

● General Lending Rule
● Maturity and Concentration Limits
● Commercial Lending and MBLs Part 723

● Standard Maximum Share Insurance Amount
● Coverage of Different Accounts
● Ways to Maximize Share Insurance

Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

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● General Disclosure Requirements
● Advertising
● Overdraft Protection Disclosures

● The Scope of the Rule
● Disclosure Requirements
● Overdraft Protection

● Electronic Disclosures
● Opt-In Requirements
● Electronic Consent

Energize for the second half of the day and build stronger connections with your peers from credit unions across the country.

● Funds Availability Requirements
● Disclosure Requirements
● Extended Holds

● Regulation P
● Affiliate Marketing
● Right to Financial Privacy

Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

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● Regulation Z’s Coverage
● Open-End versus Closed-End Loans
● Open-End Requirements
● Special Rules for Credit Cards

 ● The Loan Estimate and the Closing Disclosure
● Ability to Repay and Qualified Mortgage Rule
● Appraisal Delivery Requirements
● Loan Originator Rule

Energize for the second half of the day and build stronger connections with your peers from credit unions across the country.

● Fair Lending Laws – Equal Credit Opportunity Act and Fair Housing Act
● Reg B adverse action notices and technical requirements
● FDCPA scope

● Permissible Purposes for Accessing Consumer Reports
● Scope of the Regulation
● Adverse Action Notices

● MLA/ SCRA Scope – Covered Loans, Covered Borrowers
● MAPR Calculation & Bona Fide Fees
● Limitations
● Penalties

Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

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● Safeguarding Member Information Response
● Programs for Unauthorized Access to Member Information
● Gramm-Leach-Bliley Act
● NCUA's Vital Records Preservation and Catastrophic Act
● FFIEC IT Handbook
● NCUA's Security Regulations

● NCUA Expectations
● CFPB Enforcement
● Risk Assessment and Planning
● Due Diligence Requirements

● Do Not Call Rule
● Autodialed Calls
● Obtaining Consent to Call

● Scope of the Rule – Designated Loans
● Notice Requirements
● Escrow Rule

Energize for the second half of the day, and build stronger connections with your peers from credit unions across the country.

● Periodic statements
● Error resolution
● Loss mitigation
● Successors in interest
● Small servicer exemptions
● Escrows

● Overview of the Act
● Role of the Governmental Agencies in BSA
● Regulatory Requirements of a BSA Program
● Recordkeeping and Reporting Requirements
● Non-Compliance Penalties

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Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

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Hear from NAFCU on the latest from NCUA and other regulators on proposals and upcoming rules.

Receive an update from law enforcement on trends they are seeing and how you can work together to keep your credit union safe.

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